Gustavo (Gus) Aristizabal

Member of Wainwright Board, President and Corporate Secretary, Investment Advisor

Chief Executive Officer WFS, LLC (Wainwright broker‐dealer subsidiary) *

Joined Wainwright in 1999

Prior to joining Wainwright’s predecessor firm, H.C. Wainwright, in 1996, Mr. Aristizabal was the chief financial officer at IMPSA in Conconcreto, Costa Rica from 1991 to 1996.  He was an economics instructor at Northeastern University from 1989 to 1991.  Mr. Aristizabal has a B.S. in business from Universidad EAFIT (Colombia) and has successfully completed all Ph.D. coursework and related examinations in the field of economics at Northeastern University and as a result has achieved the status of ABD, “all but dissertation”.  It should be noted, however, that Mr. Aristizabal will likely not defend a dissertation and obtain a Ph.D.  He holds the FINRA Series 7, 24, 63, 65 and 99 licenses.

* Wainwright has a wholly owned subsidiary, WFS, LLC that is an SEC registered broker-dealer and a member of FINRA and SIPC.