Margaret L. Leonard
About This Project
Chief Compliance Officer
Chief Compliance Officer WFS, LLC (Wainwright broker‐dealer subsidiary)*
Joined Wainwright in 2015
Ms. Leonard has over 20 years of industry experience with more than 10 years of experience in the role of Chief Compliance Officer. She was most recently chief compliance officer at Piscataqua Capital Management, LLC. From 2004 through 2013, Ms. Leonard was the chief compliance officer and director of portfolio administration at Moody Aldrich Partners, LLC. She earned her B.A. in mathematics at Macalester College in St. Paul, MN. She holds FINRA Series 7, 14, 24 and 99 licenses.
Ms. Leonard and her husband enjoy the company of their dogs when they are not enjoying their next adventure. She enjoys all manner of outside activities including hiking and skiing.
*Wainwright has a wholly owned subsidiary, WFS, LLC that is an SEC registered broker-dealer and a member of FINRA and SIPC.
Category: |
Executive Management |
